FinanceCurrency

Participants in the securities market and the role they perform

The most important structure of the financial category of the securities market is represented by stock exchanges and their participants. These are individuals, legal entities and organizations selling and buying property documents. They also make a turnover and produce a settlement service. These include self-regulating organizations, issuers and investors. In addition, professional participants of the securities market are also included in this list. They are enterprises that serve the market.

An investor is a person who owns property documents on the basis of ownership. This role is played by various participants of the securities market, from ordinary individuals to the state. Most often investors are divided into two categories according to the methods of obtaining income and the country of their origin.

The issuer can be a local government body, an executive authority, as well as a legal entity that must, on its own behalf, incur liabilities to holders of property securities on the basis of the rights assigned to them. These are any subjects of the economy that are residents of a particular country.

Such participants of the securities market as self-regulating institutions combine voluntary associations and business entities that establish formal rules for their members in the process of doing business. In addition, this includes non-profit organizations. At the same time, participants in the securities market enter into economic relations with each other.

Professional activities carried out in the field of property documents are the allocation of financial resources. It is based on property documents, information and organizational and technical services for their circulation and release. It is divided into certain types. The main ones are: dealer, brokerage, depository and consulting types of activities, material mediation and definition of cash.

The main participants of the securities market are directly related to the register, which contains a list of their holders. This is the basis for recording the rights to own property documents. The system of keeping the register, in addition to the base, has appropriate technologies available to support it. It involves the storage of data and the implementation of other organizational arrangements. In its composition, it has the information required by the investor to certify its rights to securities, and also contains the issuer's duties in relation to it. The registrar keeps information about the documents and the details of the participants.

Such data is contained on the personal accounts of investors. They change when selling or buying securities. Such a method has a basis, which is the properly executed order of the seller, where the latter instructs the production of the necessary transfers to the registrar. In addition, additional documents may be needed. According to the legislation currently in force, securities market participants are able to combine different types of professional activity.

Similar articles

 

 

 

 

Trending Now

 

 

 

 

Newest

Copyright © 2018 en.birmiss.com. Theme powered by WordPress.